Investor Charter
Investor Charter - Annexure- B as per Circular No SEBI/HO/IMD/IMD-II
CIS/P/CIR/2021/0685 dated December 13, 2021
Complaint Data to be displayed by Research Analyst
Name of Organisation - Sumit Pal
Status - SEBI registered Research Analyst
SEBI Registration Number - INH300008757
Data for the month ending - <>, Feb 2025
| Sr.No | Received from | Pending at the end of last month | Received | Resolved | Total Pending # | "Pending complaints > 3 Months" | Average Resolution time^ (in days) |
|---|---|---|---|---|---|---|---|
| 1 | Directly from Investors | 0 | 0 | 0 | 0 | 0 | 0 |
| 2 | SEBI (SCORES) | 0 | 0 | 0 | 0 | 0 | 0 |
| 3 | "Other Sources (if any)" | 0 | 0 | 0 | 0 | 0 | 0 |
| Grand Total |
^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.
Trend of monthly disposal of complaints
| S. No. | Month | Carried forward from previous month | Received | Resolved* | Pending# |
|---|---|---|---|---|---|
| 1 | March 2024- Till Date | 0 | 0 | 0 | 0 |
| Grand Total |
*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.
Trend of annual disposal of complaints
| S. No. | Month | Carried forward from previous Year | Received | Resolved* | Pending# |
|---|---|---|---|---|---|
| 1 | 2023-24 | 0 | 0 | 0 | |
| 2024-25 | 0 | 0 | 0 | ||
| Grand Total | |||||
