Complaint Board
Complaint Boarrd- Annexure- B as per Circular No SEBI/HO/IMD/IMD-II
CIS/P/CIR/2021/0685 dated December 13, 2021
Complaint Data to be displayed by Research Analyst
Name of Organisation - Sumit Pal
Status - SEBI registered Research Analyst
SEBI Registration Number - INH300008757
Data for the month ending - <>, 31st August 2025
| Sr.No | Received from | Pending at the end of last month | Received | Resolved | Total Pending # | "Pending complaints > 3 Months" | Average Resolution time^ (in days) |
|---|---|---|---|---|---|---|---|
| 1 | Directly from Investors | 0 | 0 | 0 | 0 | 0 | 0 |
| 2 | SEBI (SCORES) | 0 | 0 | 0 | 0 | 0 | 0 |
| 3 | "Other Sources (if any)" | 0 | 0 | 0 | 0 | 0 | 0 |
| Grand Total |
^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.
Trend of monthly disposal of complaints
| S. No. | Month | Carried forward from previous month | Received | Resolved* | Pending# |
|---|---|---|---|---|---|
| 1 | March 2024- Till Date | 0 | 0 | 0 | 0 |
| Grand Total |
*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.
Trend of annual disposal of complaints
| S. No. | Month | Carried forward from previous Year | Received | Resolved* | Pending# |
|---|---|---|---|---|---|
| 1 | 2023-24 | 0 | 0 | 0 | |
| 2 | 2024-25 | 0 | 0 | 0 | |
| 3 | 2025-26 | 0 | 0 | 0 | |
| Grand Total | |||||
Data for the Aug 2025 Month
| Sr. No. | Received from | Pending at the end of last month | Received | Resolved | Total Pending | Pending complaints > 3months | Average Resolution time (in days) |
|---|---|---|---|---|---|---|---|
| 1 | Directly from Investors | 0 | 0 | 0 | 0 | 0 | 0 |
| 2 | SEBI (SCORES) | 0 | 0 | 0 | 0 | 0 | 0 |
| 3 | Other Sources (If any) | 0 | 0 | 0 | 0 | 0 | 0 |
| Grand Total | 0 | 0 | 0 | 0 | 0 | 0 |
Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.
ATR submission date is considered for calculation of average resolution time
Trend of monthly disposal of complaints
| Sr. No. | Month | Carried forward from previous month | Received | Resolved | Pending |
|---|---|---|---|---|---|
| 1 | January 2024 | 0 | 0 | 0 | 0 |
| 2 | February 2024 | 0 | 0 | 0 | 0 |
| 3 | March 2024 | 0 | 0 | 0 | 0 |
| 4 | April 2024 | 0 | 0 | 0 | 0 |
| 5 | May 2024 | 0 | 0 | 0 | 0 |
| 6 | June 2024 | 0 | 0 | 0 | 0 |
| 7 | July 2024 | 0 | 0 | 0 | 0 |
| 8 | August 2024 | 0 | 0 | 0 | 0 |
| 9 | September 2024 | 0 | 0 | 0 | 0 |
| 10 | October 2024 | 0 | 0 | 0 | 0 |
| 11 | November 2024 | 0 | 0 | 0 | 0 |
| 12 | December 2024 | 0 | 0 | 0 | 0 |
| 13 | January 2025 | 0 | 0 | 0 | 0 |
| 14 | February 2025 | 0 | 0 | 0 | 0 |
| 15 | March 2025 | 0 | 0 | 0 | 0 |
| 16 | April 2025 | 0 | 0 | 0 | 0 |
| 17 | May 2025 | 0 | 0 | 0 | 0 |
| 18 | June 2025 | 0 | 0 | 0 | 0 |
| 19 | July 2025 | 0 | 0 | 0 | 0 |
| 20 | August 2025 | 0 | 0 | 0 | 0 |
